Unclaimed
John Matthew Lowe is a financial advisor with over 18 years of experience in the industry. John has a strong background in investment banking and securities. John is currently registered with Citizens JMP Securities, LLC and previously held positions at Citizens Capital Markets, Wells Fargo Securities, LLC, Sagent Advisors, LLC and Wachovia Capital Markets, LLC. John is licensed to provide financial services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
09/28/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
09/18/2012 - 09/21/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
04/22/2009 - 09/12/2012
SAGENT ADVISORS, LLC (CHARLOTTE NC)
NC
11/03/2004 - 04/09/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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