Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Matthew Livia is a financial advisor with over 30 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions with Citigroup Global Markets Inc., Citicorp Investment Services, Janney Montgomery Scott Inc. and First Albany Corporation. John holds Series 7, 9, 63 and 65 licenses and is active in several states. John's specialization includes providing portfolio management, financial planning and pension consulting services. John's clients include high-net-worth individuals, corporations, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/02/2001 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/20/1995 - 12/21/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
PA
03/08/1993 - 03/14/1995
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
08/24/1992 - 03/08/1993
FIRST ALBANY CORPORATION (NEW YORK NY)
IA
Issued 02/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Livia is the right advisor for you? Invested Better is here to help.
