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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Matthew Goles is a financial advisor with over 25 years of experience in the financial services industry. John currently works at Janney Montgomery Scott LLC, where John provides financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. John has been with Janney Montgomery Scott LLC since 2013, and before that, worked at several other firms, including RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Legg Mason Wood Walker, Incorporated. John is registered to provide securities and investment advisory services in 34 states, and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
03/14/2014 - Present
Janney Montgomery Scott LLC (BEL AIR MD)
MD
03/13/2009 - 12/05/2013
RBC CAPITAL MARKETS, LLC (BEL AIR MD)
MD
06/23/2003 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BEL AIR MD)
MO
10/01/1999 - 06/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/30/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
12/07/1993 - 03/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
08/30/1991 - 10/26/1993
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 10/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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