Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul is a financial professional with over 39 years of experience in the industry. John is currently registered with Northwestern Mutual Investment Services, LLC and has held past registrations with Robert W. Baird & Co. Incorporated and Mutual Benefit Financial Service Company. John holds the Series 6, 7, 22, and 66 securities licenses, and the SIE. John is registered in California and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
10/01/1982 - Present
Northwestern Mutual Investment Services, LLC (SACRAMENTO CA)
WI
02/18/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
03/05/1986 - 08/07/1987
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BOTH
Issued 04/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/29/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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