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John Mathew Dugas

Pruco Securities, LLC

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About John Mathew Dugas

John Mathew Dugas is an investment professional with over 20 years of experience in the financial services industry. Licensed as an Investment Advisor Representative in Colorado, New Mexico, and Texas, John has also held a Series 6, 7, 26, 63, and 65 license. John has a strong background in securities and investment products and works with individual clients and businesses of various sizes, providing financial planning, portfolio management, and other advisory services. John is currently registered with Pruco Securities, LLC, and is also a member of Blue Horizon Properties, LLC and Blue Horizon Management, LLC, both of which focus on real estate development. John's commitment to his clients' financial well-being and his experience in the financial services industry make him a valuable resource for individuals and businesses looking for guidance and support in achieving their financial goals.

Firm Information

John Dugas is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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John Dugas’s Registration & Firm History

NM

09/18/2008 - Present

Pruco Securities, LLC (ALBUQUERQUE NM)

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Licenses & Designations

IA

Issued 05/22/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Mathew Dugas.
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