Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marvin Garrett is a financial professional with over 15 years of experience in the industry. He has a strong background in both equity and fixed income markets. John Marvin Garrett currently holds the following FINRA licenses: Series 7, Series 16, Series 24, Series 4 and the SIE. John Marvin Garrett is a registered representative of Stifel, Nicolaus & Company, Inc., a full-service investment firm that offers a wide range of financial products and services. John Marvin Garrett has previously worked at Santander Investment Securities Inc. and Wedbush Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/02/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
07/05/2016 - 09/03/2020
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
CA
08/28/2007 - 03/01/2016
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 10/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/24/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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