Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marvin Butler is a registered representative with Investment Security Corp. in Salt Lake City, UT. John has been in the securities industry since 1989. John has a Series 7, Series 63, and SIE license. John is registered with the state of Utah, California, Arizona, Oregon and Florida. Previously, John was associated with Mutual Securities, Inc., EPlanning Securities, Inc., Round Hill Securities, Inc., Piper Jaffray Inc., Princor Financial Services Corporation and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
07/28/2006 - Present
Investment Security Corp. (SALT LAKE CITY UT)
UT
08/25/2006 - 06/01/2010
MUTUAL SECURITIES, INC. (SALT LAKE CITY UT)
CA
11/05/2003 - 08/08/2006
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
CA
10/25/1996 - 11/21/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
MN
07/14/1992 - 11/20/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
08/15/1989 - 07/22/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
05/23/1989 - 06/29/1989
NYLIFE SECURITIES INC.
IA
Issued 08/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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