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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Martin Sepe is an investment advisor representative with Wells Fargo Clearing Services, LLC. John has been in the industry since 1999. John has a Series 7, Series 31, Series 63, and Series 65 licenses and is registered with the state of New York. John's firm is a large firm with over $10 billion in assets under management. The firm provides a variety of financial services including financial planning, portfolio management, and investment consulting. John also has a specialization in various investment products. John is currently licensed with New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/12/2014 - Present
Wells Fargo Clearing Services, LLC (MELVILLE NY)
NY
06/01/2009 - 12/17/2014
MORGAN STANLEY (GARDEN CITY NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
10/11/1999 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
NY
05/14/1999 - 07/06/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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