Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rizzo is a registered representative with UBS Financial Services Inc. based in Weehawken, NJ. John has been in the financial services industry since 2008, holding various roles. John holds Series 66, Series 10, and Series 9 licenses, allowing John to provide a broad range of financial services. John is licensed in 53 states and the District of Columbia. John also holds the Series 7 and SIE licenses. John focuses on working with individuals, corporations, other businesses, and retirement plans. John's clients also include charitable organizations, insurance companies, and state or municipal government entities. John is able to provide a variety of financial services, including financial planning, pension consulting, portfolio management, and education seminars. John's services are tailored to meet the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/06/2011 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
BOTH
Issued 04/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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