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John Martin Padilla

Sowell Management

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About John Martin Padilla

John Martin Padilla is an investment advisor representative with Sowell Management, a firm with offices in Santa Monica, California and North Little Rock, Arkansas. John has been in the financial services industry since 1992 and has a broad range of experience. John has worked with a variety of clients, including individuals, corporations, and charitable organizations. John is a licensed investment advisor representative in California and is also a registered representative with FINRA. John has a strong commitment to providing his clients with the highest quality financial advice and services.

Firm Information

John Padilla is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Padilla’s Registration & Firm History

CA

09/16/2016 - Present

Sowell Management (Santa Monica CA)

CA

05/26/2006 - 11/17/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)

CA

01/20/1992 - 06/08/2006

CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)

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Licenses & Designations

IA

Issued 10/26/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/17/2015

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1992

Series 3 - National Commodity Futures Examination

BC

Issued 01/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Martin Padilla.
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