linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Martin Grund

Clsa Americas, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Martin Grund

John Martin Grund is an experienced financial professional who has been in the industry since 2009. John is currently a registered representative with Clsa Americas, LLC. John's previous experience includes positions with KeyBanc Capital Markets Inc. and Pacific Crest Securities LLC. John holds the Series 63, Series 24, SIE, Series 87, Series 86, and Series 7 licenses. John has been registered in the following states: California, Florida, New York, Texas, Virginia, and Washington.

Firm Information

John Grund is currently registered with Clsa Americas, LLC. Clsa Americas, LLC is a Limited Liability Company formed on August 15, 2012. The firm is registered as an investment adviser in 53 states and the District of Columbia. Clsa Americas, LLC provides referrals to others, research product & arrangement and referral services. The firm has 117 clients that are other investment advisers.

Not reported

Assets Under Management

119

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

referrals to others; research product & arrangement and referral service

Referrals to others; research product & arrangement and referral service

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

other

Negotiated rates for research product

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Grund’s Registration & Firm History

NY

01/24/2022 - Present

Clsa Americas, LLC (NEW YORK NY)

OR

04/13/2015 - 10/16/2020

KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)

OR

04/23/2008 - 04/13/2015

PACIFIC CREST SECURITIES LLC (PORTLAND OR)

Not sure if John Martin Grund is right for you?

Licenses & Designations

BC

Issued 04/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/21/2009

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/21/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Martin Grund.
Not sure if John Martin Grund is right for you?