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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Martin Fry is a financial advisor in Houston, Texas. John Fry has been in the financial industry since 1992 and is registered with Cambridge Investment Research Advisors, Inc. John Fry is a Registered Representative and Investment Advisor Representative. John Fry is also a Chartered Financial Consultant. Previously, John Fry has been registered with Oppenheimer & Co. Inc., Stanford Group Company, Pruco Securities Corporation, Prudential Securities Incorporated, Dain Rauscher Incorporated, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
11/10/2016 - Present
Cambridge Investment Research Advisors, Inc. (Houston TX)
TX
03/19/2009 - 11/11/2016
OPPENHEIMER & CO. INC. (HOUSTON TX)
TX
09/18/2003 - 03/16/2009
STANFORD GROUP COMPANY (HOUSTON TX)
NJ
04/10/2003 - 10/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
01/22/2001 - 04/02/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/20/1999 - 01/26/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NY
09/22/1992 - 09/10/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/22/1992 - 09/10/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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