Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marshall Williams is a financial advisor with Dominari Securities LLC, based in New York, NY. John has been in the financial industry since 1999 and is registered with the state of New York. John's previous experience includes working with ArivE Capital Markets, Southeast Investments, N.C. Inc., Morgan Stanley Smith Barney, J.P. Turner & Company, L.L.C. and several other firms. John has extensive experience in financial planning, portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
10/08/2024 - Present
Dominari Securities LLC (NEW YORK NY)
NY
03/27/2015 - 04/07/2021
ARIVE CAPITAL MARKETS (Bay Ridge NY)
NY
02/26/2013 - 03/20/2015
SOUTHEAST INVESTMENTS, N.C., INC. (Brooklyn NY)
NY
03/04/2011 - 05/19/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
12/20/2006 - 12/31/2010
J.P. TURNER & COMPANY, L.L.C. (BROOKLYN NY)
NY
10/17/2005 - 11/30/2006
TRIDENT PARTNERS LTD. (JERICHO NY)
CT
07/06/2005 - 11/18/2005
EURO PACIFIC CAPITAL, INC. (WESTPORT CT)
NY
12/17/2004 - 06/23/2005
ANDREW GARRETT INC. (NEW YORK NY)
FL
04/08/2003 - 01/05/2005
LH ROSS & COMPANY, INC. (BOCA RATON FL)
TX
03/14/2002 - 04/11/2003
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
NY
11/14/2001 - 03/27/2002
DELTA ASSET MANAGEMENT COMPANY, LLC (MINEOLA NY)
FL
03/24/2000 - 10/18/2001
LH ROSS & COMPANY, INC. (BOCA RATON FL)
FL
05/06/1998 - 03/01/2000
BAXTER BANKS & SMITH, LTD. (ST. PETERSBURG FL)
CO
03/16/1998 - 05/13/1998
HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)
FL
11/17/1997 - 03/24/1998
INTERNATIONAL BOND & SHARE, INC. (ST. PETERSBURG FL)
NV
05/08/1997 - 11/18/1997
WEST AMERICA SECURITIES CORP (LAS VEGAS NV)
CA
01/30/1997 - 05/08/1997
SMITH, BENTON & HUGHES, INC. (LOS ANGELES CA)
IA
Issued 07/13/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/01/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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