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John Marshall White

Roth Capital Partners, LLC

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About John Marshall White

John Marshall White has been active in the financial services industry since November 22, 2004. John is currently a Registered Representative for Roth Capital Partners, LLC. Prior to joining Roth Capital Partners, John was a Registered Representative at Westbury Group LLC, Next Generation Equity Research LLC, Natixis Bleichroeder Inc., and Harris Nesbitt Corp. John is a Series 7, Series 63, Series 86, and Series 87 licensed professional. John specializes in distributing sell-side research reports and corporate access.

Firm Information

John White is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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John White’s Registration & Firm History

CA

07/21/2014 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

CT

03/09/2011 - 10/08/2012

WESTBURY GROUP LLC (WESTPORT CT)

IL

11/12/2009 - 02/01/2010

NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)

TX

08/12/2005 - 12/20/2007

NATIXIS BLEICHROEDER INC. (HOUSTON TX)

IL

08/03/2004 - 07/27/2005

NEXT GENERATION EQUITY RESEARCH LLC (CHICAGO IL)

NY

11/01/2003 - 06/02/2004

HARRIS NESBITT CORP. (NEW YORK NY)

IL

12/02/1999 - 11/01/2003

HARRIS NESBITT CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Marshall White. Review regulatory record here.
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