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John Marshall Waite

Vanguard Marketing Corp.

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About John Marshall Waite

John Marshall Waite is a financial advisor with Vanguard Marketing Corp. John has been working in the financial industry since 1998 and has a history of working with several firms including MML Investors Services, LLC, MSI Financial Services, Inc., Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., and RM Stark & Co Inc. John has successfully passed multiple securities exams, including the Series 7, Series 9, Series 10, and Series 63, demonstrating a commitment to staying current with industry knowledge and regulatory requirements.

Firm Information

John Waite is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Waite’s Registration & Firm History

NC

10/15/2020 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

NC

03/25/2017 - 06/04/2019

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

NC

01/26/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)

NC

10/01/2000 - 02/09/2015

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

09/18/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

FL

07/20/1998 - 08/31/1998

RM STARK & CO INC. (LAKE WORTH BEACH FL)

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Licenses & Designations

BC

Issued 05/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/18/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Marshall Waite.
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