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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marshall Robards is a financial advisor with over 35 years of experience in the industry. John is currently registered with Morgan Stanley and has been with the firm since 2009. Previously, John worked for various other firms, including Citigroup Global Markets Inc., Oppenheimer & Co. Inc., and CIBC World Markets Corp. John is licensed in various states and holds multiple securities licenses, including Series 63, 65, 7, 31, and SIE. John is dedicated to providing personalized financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (New York NY)
NY
06/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 07/05/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/11/1992 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
02/14/1995 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
09/10/1990 - 10/08/1992
VANTAGE SECURITIES, INC.
NA
02/14/1990 - 08/22/1990
W. H. NEWBOLD'S SON & CO./HOPPER SOLIDAY & CO., INC.
NA
09/06/1988 - 01/27/1990
J. T. MORAN & CO., INC.
NA
01/28/1988 - 10/25/1988
R.C. STAMM & CO., INC.
NA
12/21/1987 - 01/12/1988
COPELAND SECURITIES INCORPORATED
NA
02/10/1987 - 01/01/1988
PHILIPS, APPEL & WALDEN, INC.
NA
10/29/1985 - 02/03/1987
ROONEY, PACE INC.
NA
10/22/1985 - 10/25/1985
LAIDLAW ADAMS & PECK INC.
IA
Issued 04/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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