Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marshall Pollock is a registered representative with M Holdings Securities, Inc. John has been in the financial services industry since April 30, 1999. John is licensed to provide financial advice in 53 states, as well as in Puerto Rico and the Virgin Islands. John is also a Registered Investment Advisor in Oregon. John has experience providing a variety of financial services to clients, including financial planning, pension consulting, educational seminars, and portfolio management. John works out of the Portland branch office of M Holdings Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
12/13/2016 - Present
M Holdings Securities, Inc. (PORTLAND OR)
OR
11/19/2004 - 10/13/2016
SCOTTRADE, INC. (HILLSBORO OR)
OR
05/24/2001 - 06/08/2004
AMERITRADE NORTHWEST, INC. (PORTLAND OR)
OR
03/19/2001 - 04/30/2001
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
OR
06/22/1999 - 03/19/2001
WILLAMETTE SECURITIES, INC. (PORTLAND OR)
OR
10/27/1998 - 07/19/1999
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
BOTH
Issued 12/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Pollock is the right advisor for you? Invested Better is here to help.
