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John Marshall Culpepper

CFD Investments, Inc.

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About John Marshall Culpepper

John Marshall Culpepper is a financial advisor with over 20 years of experience in the industry. John is currently registered with CFD Investments, Inc. in Indiana and Nebraska. John has previously worked with National Planning Corporation and Northwestern Mutual Investment Services, LLC. John is Series 6 and 63 licensed. John has a strong background in investment company products and variable contracts, and is dedicated to helping clients achieve their financial goals.

Firm Information

John Culpepper is currently registered with CFD Investments, Inc.. CFD Investments, Inc. is a Corporation that was formed in December 1986. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Culpepper’s Registration & Firm History

IN

05/22/2009 - Present

CFD Investments, Inc. (INDIANAPOLIS IN)

IN

03/19/2004 - 05/22/2009

NATIONAL PLANNING CORPORATION (INDIANAPOLIS IN)

WI

01/24/2002 - 03/19/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for John Marshall Culpepper. Review regulatory record here.
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