Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Woleben is a financial advisor with over 40 years of experience in the financial services industry. John has been registered with the Securities and Exchange Commission (SEC) since 1994. John is currently a registered representative of Osaic Wealth, Inc., which is headquartered in Scottsdale, Arizona. John’s previous experience includes positions with Investors Security Company, Inc., Securities America, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds the Series 2, Series 7, Series 63, and Series 65 licenses and has earned the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (HAMPTON VA)
VA
12/07/2012 - 06/14/2024
SECURITIES AMERICA, INC. (VIRGINIA BEACH VA)
VA
02/10/2006 - 12/07/2012
INVESTORS SECURITY COMPANY, INC. (VIRGINIA BEACH VA)
MA
08/06/1998 - 02/13/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
VA
03/26/1998 - 07/20/1998
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
NY
12/16/1994 - 11/03/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
03/09/1994 - 04/07/1995
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
NY
04/08/1983 - 11/18/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
10/15/1993 - 12/07/1993
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 12/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1978
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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