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John Mark Ruff

Sowell Management

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About John Mark Ruff

John Mark Ruff is a registered investment advisor representative with Sowell Management. John has been in the financial services industry since 1984, beginning their career at Dean Witter Reynolds Inc. in Purchase, New York. John worked at several firms before joining Sowell Management in 2021. They are registered in Florida and hold Series 7 and 66 licenses. John's areas of specialization include retirement planning, college savings and estate planning.

Firm Information

John Ruff is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Ruff’s Registration & Firm History

FL

10/19/2021 - Present

Sowell Management (Ft Meyers FL)

OR

01/07/2011 - 07/08/2011

MSC - BD, LLC (TUALATIN OR)

FL

09/08/2008 - 01/21/2010

NAPLES AIS, INC. (FORT MYERS FL)

FL

02/09/2007 - 09/16/2008

UBS FINANCIAL SERVICES INC. (FORT MYERS FL)

FL

06/05/1992 - 02/09/2007

MCDONALD INVESTMENTS INC. (FORT MYERS FL)

NY

04/18/1984 - 06/16/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 11/04/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Mark Ruff.
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