Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mark Plaza is a financial advisor with over 30 years of experience in the industry. John is a registered representative with Osaic Wealth, Inc. and holds licenses in multiple states, including California, Arizona, Texas, Florida, and New York. John has experience in various financial products and services, including portfolio management, financial planning, and pension consulting. John Mark Plaza has a strong commitment to providing personalized financial advice and building long-lasting relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SAN JOSE CA)
CA
01/22/1998 - 06/14/2024
SECURITIES AMERICA, INC. (SAN JOSE CA)
AZ
07/20/1994 - 01/12/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/12/1986 - 10/10/1994
SOARES FINANCIAL GROUP, INC.
IA
Issued 05/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/22/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/17/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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