Unclaimed
John Mark Eccles is a financial advisor at LPL Financial LLC, a leading independent broker-dealer. John has been in the financial services industry since 2013 and is registered to offer securities in Kentucky. John has experience in both brokerage and investment advisory services, including investment company products, variable contracts, and other financial products. John is also a certified public accountant and offers tax preparation and accounting services through ECCLES TAX & ACCOUNTING LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/07/2024 - Present
LPL Financial LLC (Lawrenceburg KY)
KY
11/22/2022 - 06/13/2024
AVANTAX INVESTMENT SERVICES, INC. (Lawrenceburg KY)
KY
10/01/2021 - 11/23/2022
PFS INVESTMENTS INC. (LEXINGTON KY)
GA
06/30/1994 - 08/26/2002
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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