Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Conway has been in the securities industry since August 1, 2011. John Conway currently works for Susquehanna Securities, LLC and is registered in Pennsylvania. Prior to Susquehanna Securities, LLC, John Conway was employed by TD Ameritrade, Inc., CMZ Trading, LLC, Ronin Capital, LLC and Bear, Stearns & Co. Inc.. John Conway is licensed to sell securities through Series 7, Series 55, Series 7TO, Series 3, Series 34, Series 57TO and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/23/2022 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
IL
02/14/2020 - 03/24/2022
TD AMERITRADE, INC. (CHICAGO IL)
IL
03/14/2011 - 09/16/2013
CMZ TRADING, LLC (CHICAGO IL)
IL
03/22/2005 - 02/17/2009
RONIN CAPITAL, LLC (CHICAGO IL)
NY
09/07/2001 - 10/17/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2022
Series 57TO - Securities Trader Exam
BC
Issued 11/08/2021
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/25/2021
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure John Conway is the right advisor for you? Invested Better is here to help.
