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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mark Cash is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc. in Hickory, North Carolina. John Mark Cash has been in the industry since May 15, 1997. John Mark Cash has passed the Series 7, Series 63, Series 10, Series 9, and SIE exams and has been registered in several states including North Carolina, Texas, Arizona, Connecticut, Florida, Georgia, and South Carolina. John Mark Cash has previous experience with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and First Union Capital Markets Corp. John Mark Cash provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/21/2018 - Present
Stifel, Nicolaus & Company, Inc. (HICKORY NC)
NC
10/01/1999 - 09/25/2018
WELLS FARGO CLEARING SERVICES, LLC (HICKORY NC)
NC
02/17/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
05/16/1997 - 02/22/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 03/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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