Unclaimed
John Marion Hopper is a financial advisor based in Richmond, Virginia, with over 20 years of experience in the industry. John has held several roles at various financial institutions, including Southtrust Securities, First Union Securities, Wells Fargo Advisors, FTB Advisors, and Cambridge Investment Research. Currently, John works for Oppenheimer & Co. Inc., specializing in retirement planning, portfolio management, and other advisory services for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
09/21/2020 - Present
Oppenheimer & Co. Inc. (RICHMOND VA)
VA
09/30/2015 - 04/12/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (HENRICO VA)
VA
09/24/2010 - 06/12/2015
FTB ADVISORS, INC. (RICHMOND VA)
VA
04/08/2005 - 06/16/2010
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
AL
04/03/2003 - 04/11/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
MO
10/01/2000 - 12/07/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/01/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 05/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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