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John Mario Ferrara

Capstone Partners

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About John Mario Ferrara

John Mario Ferrara is a financial professional with over 20 years of experience in the industry. John currently holds the Series 7, 24, 63, 79TO, 99TO, and SIE licenses and is registered in 15 states. John has been with Capstone Partners since 2005, previously working with PCF Provident Capital Markets, Inc. and Andersen Corporate Finance LLC.

Firm Information

John Ferrara is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Ferrara’s Registration & Firm History

MA

01/13/2005 - Present

Capstone Partners (BOSTON MA)

MA

11/22/2002 - 05/21/2003

PCF PROVIDENT CAPITAL MARKETS, INC. (BOSTON MA)

TX

05/24/2001 - 07/03/2002

ANDERSEN CORPORATE FINANCE LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 02/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Mario Ferrara.
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