Unclaimed
John Mario Ferrara is a financial professional with over 20 years of experience in the industry. John currently holds the Series 7, 24, 63, 79TO, 99TO, and SIE licenses and is registered in 15 states. John has been with Capstone Partners since 2005, previously working with PCF Provident Capital Markets, Inc. and Andersen Corporate Finance LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/13/2005 - Present
Capstone Partners (BOSTON MA)
MA
11/22/2002 - 05/21/2003
PCF PROVIDENT CAPITAL MARKETS, INC. (BOSTON MA)
TX
05/24/2001 - 07/03/2002
ANDERSEN CORPORATE FINANCE LLC (HOUSTON TX)
BC
Issued 02/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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