Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Moroni is a financial professional with over 20 years of experience in the securities industry. John currently works as a registered representative at SG Americas Securities, LLC in New York, NY. John has held previous positions at Deutsche Bank Securities Inc., DB Securities Services NJ Inc., and Kidder, Peabody & Co. Incorporated. John holds Series 7, Series 63, Series 99 and SIE licenses and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/24/2016 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
01/03/2012 - 01/27/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
04/15/2008 - 01/03/2012
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
NY
08/14/1996 - 04/30/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/26/1994 - 07/05/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 99 - Operations Professional Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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