Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Allen has been working in the financial services industry since 2004 and is currently a registered representative with Hilltop Securities Inc. Previously, John Allen worked at PNC INVESTMENTS, BBVA SECURITIES INC., TD AMERITRADE, INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, CHASE INVESTMENT SERVICES CORP., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, ADP BROKER-DEALER, INC., and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/08/2022 - Present
Hilltop Securities Inc. (Plano TX)
TX
08/16/2021 - 04/12/2022
PNC INVESTMENTS (IRVING TX)
TX
12/22/2016 - 08/16/2021
BBVA SECURITIES INC. (COLLEYVILLE TX)
TX
04/22/2015 - 01/03/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/16/2013 - 04/17/2015
BBVA SECURITIES INC. (PLANO TX)
TX
08/03/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (WEATHERFORD TX)
TX
07/22/2010 - 07/18/2012
CHASE INVESTMENT SERVICES CORP. (FT. WORTH TX)
CO
10/08/2007 - 07/12/2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
NJ
11/30/2006 - 10/02/2007
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TX
04/06/2004 - 12/04/2006
EDWARD JONES (ARLINGTON TX)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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