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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marcus Aderholdt is a financial advisor with UBS Financial Services Inc. John has been in the securities industry since 1987. John holds the Series 7, Series 31, Series 63, and Series 65 licenses and has been registered with the state of North Carolina since 1999. John has previously worked at a number of other firms including Salomon Smith Barney Inc., Southtrust Securities, Inc., SunTrust Capital Markets, Inc., SunTrust Securities, Inc., Wachovia Brokerage Service, Alex. Brown & Sons Incorporated, and The Robinson-Humphrey Company Inc. John currently works out of the Greensboro, North Carolina office of UBS Financial Services Inc. John specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
03/16/2021 - Present
UBS Financial Services Inc. (GREENSBORO NC)
NY
03/13/1997 - 08/24/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
AL
07/12/1995 - 01/02/1997
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
GA
10/24/1994 - 05/17/1995
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
04/30/1993 - 10/24/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
07/24/1991 - 03/12/1993
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
03/27/1990 - 12/08/1990
ALEX. BROWN & SONS INCORPORATED
GA
05/21/1987 - 02/20/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 02/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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