Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Manfred Schellpfeffer is a registered representative with Zions Direct, Inc. in Charlotte, NC. John has been in the financial services industry since October 14, 2003. John has passed the Series 7, Series 63, Series 79, Series 99 and SIE exams. John is currently registered in North Carolina. John previously worked for WELLS FARGO SECURITIES, LLC and WACHOVIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/14/2022 - Present
Zions Direct, Inc. (Charlotte NC)
NC
04/23/2010 - 06/10/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
07/01/2003 - 09/09/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
01/30/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 09/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Schellpfeffer is the right advisor for you? Invested Better is here to help.
