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John Malone Kaak

Nylife Securities LLC

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About John Malone Kaak

John Malone Kaak is a financial advisor with Nylife Securities LLC, registered with FINRA. John has passed the Series 6TO and SIE exams, and has been in the industry since July 18, 2024. John's branch office is located in Knoxville, TN.

Firm Information

John Kaak is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Kaak’s Registration & Firm History

TN

07/19/2024 - Present

Nylife Securities LLC (KNOXVILLE TN)

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Licenses & Designations

BC

Issued 07/19/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/08/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Malone Kaak.
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