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John Maguire Heckler

Wells Fargo Clearing Services, LLC

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About John Maguire Heckler

John Maguire Heckler, Jr. has been in the financial services industry since January 24, 1984. John is currently registered as an Investment Advisor Representative and Broker-Dealer Representative with Wells Fargo Clearing Services, LLC, and is licensed in Texas, Virginia, and Maryland. He has a history of working with a variety of firms, including Merrill Lynch, Morgan Stanley, and Salomon Smith Barney. John is a highly experienced professional with a broad range of expertise, and specializes in providing investment consulting services to institutional clients.

Firm Information

John Heckler is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Heckler’s Registration & Firm History

MD

06/07/2024 - Present

Wells Fargo Clearing Services, LLC (BETHESDA MD)

DC

12/23/2008 - 06/11/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)

DC

04/02/2007 - 01/02/2009

MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)

DC

03/28/2002 - 04/02/2007

MORGAN STANLEY DW INC. (WASHINGTON DC)

NY

10/30/1990 - 04/05/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/20/1987 - 10/31/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

01/25/1984 - 10/27/1987

PAINEWEBBER INCORPORATED

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Licenses & Designations

IA

Issued 02/01/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1986

Series 15 - Foreign Currency Options Examination

BC

Issued 04/16/1985

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Maguire Heckler.
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