Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Maddison McNeil is a securities professional with over 35 years of experience in the financial industry. John has a strong track record of success in various roles, including registered representative, investment advisor, and principal. John is currently registered with Fidelity Brokerage Services LLC and has held previous positions with Grove Point Investments, LLC, I-Bankers Direct, LLC, H. Beck, Inc., Dawson James Securities, Inc., First Allied Securities, Inc., First Affiliated Securities, Prudential-Bache Securities Inc., J. W. Gant & Associates, Inc., Michelin and Company, Inc., and The Stuart-James Company, Inc. John is a licensed broker-dealer in the state of Rhode Island and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/22/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
12/13/2018 - 12/05/2022
GROVE POINT INVESTMENTS, LLC (Rockville MD)
FL
11/08/2018 - 01/07/2019
I-BANKERS DIRECT, LLC (BOCA RATON FL)
MD
05/31/2016 - 11/09/2018
H. BECK, INC. (Columbia MD)
MD
01/02/2014 - 06/01/2016
DAWSON JAMES SECURITIES, INC. (COLUMBIA MD)
MD
08/02/2004 - 01/10/2014
H. BECK, INC. (BALTIMORE MD)
CA
12/15/1994 - 08/04/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
05/29/1990 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NY
03/31/1989 - 06/08/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
01/02/1987 - 04/08/1989
J. W. GANT & ASSOCIATES, INC.
NA
08/14/1986 - 01/02/1987
MICHELIN AND COMPANY, INC.
NA
05/08/1986 - 08/19/1986
THE STUART-JAMES COMPANY, INC.
IA
Issued 10/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/12/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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