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John Madden Farawell

Roosevelt & Cross, Inc.

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About John Madden Farawell

John Madden Farawell has over 40 years of experience in the financial services industry. John is a registered representative with Roosevelt & Cross, Inc. John has a strong track record of success in providing financial advice to individual investors. John holds multiple licenses, including Series 6, 7, 52, 53 and 63.

Firm Information

John Farawell is currently registered with Roosevelt & Cross, Inc.. Roosevelt & Cross, Inc. is a Corporation that was formed on April 19, 1972. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Farawell’s Registration & Firm History

NJ

01/26/1982 - Present

Roosevelt & Cross, Inc. (WARREN NJ)

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Licenses & Designations

BC

Issued 02/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/16/1982

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Madden Farawell.
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