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John M. Zeumer

J.p. Morgan Securities LLC

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About John M. Zeumer

John Zeumer is a financial professional with over 30 years of experience in the industry. John is currently registered with J.P. Morgan Securities LLC in New York and New Jersey. John has a strong background in providing financial advice to individuals, businesses, and institutions. Before joining J.P. Morgan Securities LLC, John worked for several other firms, including HSBC Securities (USA) Inc., IFMG Securities, Inc., Lincoln Financial Distributors, Inc., Claymore Securities, Inc., Nuveen Investments, Salomon Smith Barney Inc., and NatWest Investor Services Corporation. John holds a wide range of licenses and certifications, including Series 3, 6, 7, 63, and 65.

Firm Information

John Zeumer is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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John Zeumer’s Registration & Firm History

NY

05/03/2021 - Present

J.p. Morgan Securities LLC (SETAUKET NY)

NY

09/12/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SETAUKET NY)

NY

08/06/2008 - 09/07/2012

HSBC SECURITIES (USA) INC. (GARDEN CITY NY)

NY

06/03/2003 - 07/12/2008

IFMG SECURITIES, INC. (PURCHASE NY)

PA

06/04/2002 - 06/04/2003

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

IL

12/21/2001 - 03/21/2002

CLAYMORE SECURITIES, INC. (CHICAGO IL)

IL

01/07/2000 - 12/05/2001

NUVEEN INVESTMENTS (CHICAGO IL)

NY

10/20/1997 - 08/18/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

02/16/1994 - 08/15/1994

NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

06/08/1987 - 02/03/1994

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

06/08/1987 - 02/03/1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NA

01/27/1982 - 01/25/1984

CARDELL & ASSOCIATES, INCORPORATED

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Licenses & Designations

IA

Issued 07/30/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1997

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/25/1986

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John M. Zeumer.
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