Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vernon is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 10 years of experience in the industry. John is registered with the state of California as an investment advisor representative and in Texas as a resident investment advisor representative. John earned his Series 66 license, Series 7 license and Securities Industry Essentials Examination (SIE). Stifel, Nicolaus & Company, Inc. is a broker-dealer and investment advisor that provides financial planning, portfolio management, and other services to individuals, businesses, and institutions. John is based in Newport Beach, California and is licensed to do business in Arizona, California, Colorado, Florida, Idaho, Massachusetts, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/18/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
08/09/2013 - 01/22/2016
WELLS FARGO ADVISORS, LLC (IRVINE CA)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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