Unclaimed
John Sammut is an investment advisor representative registered in New York. John has been working in the financial services industry for over 25 years. He has held previous positions at RBC Capital Markets, LLC and Morgan Stanley DW Inc. John has a deep understanding of the financial markets and a commitment to providing clients with personalized investment advice. John currently works at Commonwealth Financial Network where he offers a range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/04/2021 - Present
Commonwealth Financial Network (Skaneateles NY)
NY
01/10/2014 - 09/30/2016
COMMONWEALTH FINANCIAL NETWORK (SKANEATELES NY)
NY
07/01/2005 - 02/06/2014
RBC CAPITAL MARKETS, LLC (SYRACUSE NY)
NY
08/10/1995 - 07/06/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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