Unclaimed
John Ryan is a financial advisor with over 25 years of experience in the industry. John is currently a registered representative with Morgan Stanley and Morgan Stanley & Co. LLC. John has previously worked at Deutsche Bank Securities Inc., Mizuho Securities USA Inc., and The Nikko Securities Co. International, Inc. John holds a Series 7, 24, 63, 99TO, and SIE license. John is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. John specializes in providing financial advice to individuals, families, and businesses. John also specializes in asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/14/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
04/26/2004 - 10/29/2008
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
04/25/2003 - 04/15/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/14/1999 - 04/29/2003
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
10/02/1996 - 09/25/1998
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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