Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pitton is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Rochester, New York. John has been in the financial services industry since July 2006 and has a Series 7, Series 63, Series 66, Series 79, and SIE license. John has also previously worked at BANC OF AMERICA SECURITIES LLC in New York, New York. John offers a variety of financial services, including portfolio management, financial planning, pension consulting, research reports and services, educational seminars and selection of other advisers. John is a member of the advisory board of the Rochester Business Alliance and a director of the Rochester Rotary Charitable Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROCHESTER NY)
NY
07/07/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 11/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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