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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn M Obeck is a financial advisor at LPL Financial LLC and has been in the financial services industry since 2005. John has been a registered representative for over 20 years and has a strong track record of success. John has extensive experience in investment banking, securities trading, and financial planning. John is committed to helping clients reach their financial goals. John is a licensed general securities representative and holds a Series 7, Series 24, Series 79TO, Series 99TO, and a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/04/2024 - Present
LPL Financial LLC (FORT MILL SC)
GA
04/22/2021 - 08/14/2023
H2C SECURITIES INC. (ATLANTA GA)
SC
03/01/2021 - 04/09/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
08/04/2016 - 06/24/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
05/27/2014 - 01/13/2017
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
07/01/2003 - 05/06/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
05/12/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 10/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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