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John M Gorman

Mainstreet Advisors

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About John M Gorman

John Gorman is a financial advisor with Mainstreet Advisors. John has been in the industry since 2007 and holds the Series 65, Series 66, Series 7 and SIE licenses. John is currently registered with the state of Illinois. John has previously been registered with TD Ameritrade, Inc., Metropolitan West Securities, LLC, Fintech Securities and Capital Institutional Services, Inc.

Firm Information

John Gorman is currently registered with Mainstreet Advisors. Mainstreet Advisors is an investment advisor based in Chicago, IL. The firm manages assets for banking or thrift institutions, individuals other than high-net-worth individuals, and provides portfolio management for individuals and businesses.
Mainstreet Advisors

120 N. LASALLE STREET

CHICAGO, IL 60602-2424

$5.12B

Assets Under Management

1

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Gorman’s Registration & Firm History

NC

01/31/2020 - Present

Mainstreet Advisors (Cornelius NC)

TX

02/04/2019 - 11/01/2019

CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)

TX

11/05/2013 - 05/28/2019

FINTECH SECURITIES (DALLAS TX)

NC

09/17/2010 - 10/18/2011

TD AMERITRADE, INC. (CHARLOTTE NC)

CA

04/04/2007 - 06/30/2008

METROPOLITAN WEST SECURITIES, LLC (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 01/31/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 09/01/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John M Gorman.
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