Unclaimed
John M Golliozo is a financial professional with over 30 years of experience in the securities industry. John is currently registered with GWN Securities Inc. and has been associated with the firm since June 17, 2015. Prior to joining GWN Securities Inc., John was registered with National Securities Corporation from November 22, 2013 to June 17, 2015. John is also registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Hawaii, Kansas, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CT
06/17/2015 - Present
GWN Securities Inc. (NORWALK CT)
CT
11/22/2013 - 06/17/2015
NATIONAL SECURITIES CORPORATION (NORWALK CT)
CT
12/09/1994 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (NORWALK CT)
FL
03/30/1994 - 12/21/1994
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
NY
12/22/1993 - 04/05/1994
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
CT
08/06/1993 - 12/31/1993
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
06/24/1993 - 08/13/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Golliozo is the right advisor for you? Invested Better is here to help.