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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Giggee is a financial advisor with over 7 years of experience in the industry. John is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a large broker-dealer with over $1 trillion in assets under management. John has a Series 65 license and is also registered as an investment advisor in Nebraska and Texas. In addition to his experience at Merrill Lynch, John has also worked at TD Ameritrade. John is also a Series 7, Series 24, and SIE licensed advisor. John provides financial advice to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NE
09/30/2013 - 07/23/2020
TD AMERITRADE, INC. (OMAHA NE)
NE
01/04/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
07/19/2017 - 12/05/2017
TD AMERITRADE CLEARING, INC. (OMAHA NE)
IA
Issued 07/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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