Unclaimed
John Gavigan is a financial advisor who has been in the industry since 2023. John is registered with Charles Schwab & CO., Inc. and is currently licensed to provide financial advice in 43 states. John has a Series 66 license and Series 9 and 10 licenses. John is also a member of the Parks & Recreation Board for the city of Madeira, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
12/05/2023 - Present
Charles Schwab & CO., Inc. (Liberty Township OH)
BOTH
Issued 12/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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