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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn M. Garner is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with both the state of Nevada and Texas. John Garner has been in the industry since 1984 and holds Series 6, 7, 31, 63 and 65 licenses. John Garner previously worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., NYLIFE Securities Inc., Robert W. Baird & Co. Incorporated and Northwestern Mutual Investment Services, Inc. John Garner specializes in the following investment services: portfolio management for individuals, portfolio management for businesses, selection of other advisors, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
08/29/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HENDERSON NV)
NV
06/01/2009 - 10/20/2010
MORGAN STANLEY SMITH BARNEY (HENDERSON NV)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HENDERSON NV)
NV
07/17/1997 - 04/02/2007
MORGAN STANLEY DW INC. (HENDERSON NV)
NY
07/23/1996 - 05/21/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
WI
02/02/1989 - 05/22/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
06/29/1987 - 05/22/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
WI
06/29/1984 - 05/22/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
NA
04/30/1986 - 04/13/1988
TRAVELERS EQUITIES SALES, INC.
NA
04/15/1985 - 04/21/1986
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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