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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn M. Emery is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where he has been working since March 2010. John has been in the financial industry since May 1999. John holds various licenses and registrations including Series 66, Series 63, Series 10, Series 9, Series 57TO, SIE, Series 55 and Series 7. John is registered to provide investment advice and broker services in multiple states. John previously worked for Knight Capital Markets, LLC., Knight Equity Markets, L.P., DirectEdge ECN, Schwab Capital Markets L.P., Charles Schwab & Co., Inc., and Continental Broker-Dealer Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/17/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Jersey City NJ)
NJ
11/30/2005 - 02/09/2009
KNIGHT CAPITAL MARKETS, LLC. (JERSEY CITY NJ)
NJ
02/05/2002 - 02/09/2009
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
04/24/2006 - 05/10/2006
DIRECTEDGE ECN (NEW YORK NY)
CT
03/21/2000 - 12/18/2001
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
11/11/1998 - 03/20/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/24/1997 - 04/30/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 05/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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