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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn M Delappe is a financial advisor with Raymond James & Associates, Inc. John has been in the financial services industry since 1989. John has a strong track record of success in providing investment advice to a wide range of clients, including individuals, families, businesses, and institutions. John is committed to providing personalized financial advice that is tailored to meet each client's unique needs and goals. John has earned the Series 3, 7, 63 and 66 licenses, as well as the SIE. John is registered in 30 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2018 - Present
Raymond James & Associates, Inc. (Miami FL)
FL
11/18/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
FL
06/03/2002 - 11/24/2008
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
02/26/1993 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MA
04/28/1989 - 03/03/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
01/24/1989 - 03/28/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
01/24/1989 - 03/28/1989
IDS LIFE INSURANCE COMPANY
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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