Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Casey is a financial professional with over 25 years of experience in the industry. John is currently registered with Piper Sandler & Co., an investment firm headquartered in Minneapolis, Minnesota. Prior to this, John held positions with Weeden & Co.L.P. and UBS Securities LLC. John's expertise encompasses various areas including trading, securities and futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/02/2019 - Present
Piper Sandler & Co. (Greenwich CT)
CT
04/03/2009 - 08/02/2019
WEEDEN & CO.L.P. (GREENWICH CT)
CT
03/10/2003 - 03/17/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
08/28/1997 - 03/05/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 02/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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