Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn M. Capeci is a financial advisor with Edward Jones. John has been in the industry since 1997 and has a broad range of experience. John is registered to provide investment advice in 14 states and has experience working with individuals, families, businesses, and retirement plans. John has also worked with a variety of financial institutions, including Funds Distributor, LLC, Prudential Investment Management Services LLC, and Fred Alger & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/22/2018 - Present
Edward Jones (FANWOOD NJ)
NY
01/06/2011 - 12/01/2017
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
NJ
12/06/2006 - 02/25/2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
03/17/2004 - 11/20/2006
FRED ALGER & COMPANY, INCORPORATED (JERSEY CITY NJ)
TN
12/11/1996 - 02/18/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
02/07/1995 - 12/05/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/21/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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