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John M Canty

Sandhill Investment Management

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About John M Canty

John M. Canty is an Investment Adviser Representative at Sandhill Investment Management. John has been in the financial industry for over 14 years. John has experience working with high net worth individuals, charitable organizations and corporations or other businesses. John holds Series 63, 65, 7, 86, 87 and SIE licenses. John also has experience working at Roosevelt & Cross, Incorporated and Citigroup Global Markets Inc.

Firm Information

John Canty is currently registered with Sandhill Investment Management. Sandhill Investment Management is an investment advisory firm based in Buffalo, NY. They provide portfolio management services for individuals, businesses, and pooled investment vehicles. They manage over $2.12 billion in regulatory assets under management for over 3,261 clients.
Sandhill Investment Management

40 FOUNTAIN PLAZA

BUFFALO, NY 14202

$2.13B

Assets Under Management

3

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Client optional additional bonus

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John Canty’s Registration & Firm History

NY

10/30/2023 - Present

Sandhill Investment Management (BUFFALO NY)

NY

06/02/2009 - 10/16/2023

ROOSEVELT & CROSS, INCORPORATED (BUFFALO NY)

NY

11/27/2007 - 12/16/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/30/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2008

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/15/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John M Canty.
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